Ombudsman for Banking Services and Investments

Results: 383



#Item
131Ombudsman for Banking Services and Investments / Canadian securities regulation / Ombudsman / Ethics / Sociology / Government / Dispute resolution / Canadian law / Legal professions

Memorandum of Understanding concerning oversight of the Ombudsman for Banking Services and Investments (“OBSI”) among the participating members of the Canadian Securities Administrators and OBSI

Add to Reading List

Source URL: www.obsi.ca

Language: English - Date: 2014-10-31 09:50:46
132Business law / Corporations law / Corporate governance / Ombudsman / Corporation / Board of directors / Heights Community Council / Dodd–Frank Wall Street Reform and Consumer Protection Act / Law / Business / Private law

CONSOLIDATION OF BY-LAW NO. 1 AND BY-LAW NO. 2 OF OMBUDSMAN FOR BANKING SERVICES AND INVESTMENTS/ OMBUDSMAN DES SERVICES BANCAIRES ET D’INVESTISSEMENT ARTICLE 1 DEFINITIONS 1.1

Add to Reading List

Source URL: www.obsi.ca

Language: English - Date: 2013-12-17 11:38:17
133Legal professions / Ombudsman for Banking Services and Investments / Ombudsman / Ethics / Complaint / Parliamentary Commissioner Act / Credit ombudsman service / Dispute resolution / Conflict / Law

OMBUDSMAN FOR BANKING SERVICES AND INVESTMENTS TERMS OF REFERENCE Purpose 1. These Terms of Reference describe the principal powers and duties of OBSI, the duties of

Add to Reading List

Source URL: www.obsi.ca

Language: English - Date: 2014-10-31 10:41:37
134Finance / Dispute resolution / Financial services / Institutional investors / Ombudsman for Banking Services and Investments / Segregated fund / Collective investment scheme / Investor / Insurance / Financial economics / Investment / Funds

Protocol for the Handling of Investor Complaints Involving Segregated Funds or Other Insurance Investment Products by the Ombudsman for Banking Services and Investments (OBSI) Whereas the Ombudsman for Banking Services a

Add to Reading List

Source URL: www.obsi.ca

Language: English - Date: 2014-10-31 12:15:39
135Management / Business / Corporate governance / Law / Private law / Ombudsman / Board of directors / Quorum / Heights Community Council / Committees / Corporations law / Parliamentary procedure

OMBUDSMAN FOR BANKING SERVICES AND INVESTMENTS Board of Directors GOVERNANCE AND HUMAN RESOURCES COMMITTEE MANDATE 1.

Add to Reading List

Source URL: www.obsi.ca

Language: English - Date: 2014-10-31 09:58:03
136Law / Ombudsman for Banking Services and Investments / Ombudsman / Economy of the Republic of Ireland / Sociology / Financial Regulator / Canadian securities regulation / Financial Ombudsman Service / Ombudsmen in Australia / Dispute resolution / Conflict / Legal professions

OMBUDSMAN FOR BANKING SERVICES AND INVESTMENTS 2013 ANNUAL REPORT

Add to Reading List

Source URL: www.obsi.ca

Language: English - Date: 2014-02-25 11:42:45
137Risk / Business / Audit committee / Corporations law / Structure / Ombudsman / Generally Accepted Auditing Standards / External auditor / Chief audit executive / Auditing / Committees / Corporate governance

OMBUDSMAN FOR BANKING SERVICES AND INVESTMENTS Board of Directors FINANCE AND AUDIT COMMITTEE MANDATE 1.

Add to Reading List

Source URL: www.obsi.ca

Language: English - Date: 2014-10-31 09:57:59
138Ombudsman / Financial Consumer Agency of Canada / Ethics / Sociology / Government / Dispute resolution / Legal professions / Ombudsman for Banking Services and Investments

OBSI Update – ECB Approval; Tolling Agreement; New Brochure; Segregated Funds

Add to Reading List

Source URL: www.obsi.ca

Language: English - Date: 2015-04-01 09:52:04
139Exempt market dealer / Financial economics / Legal professions / Ombudsman for Banking Services and Investments / Law / Financial Ombudsman Service / Economy of the Republic of Ireland / Ombudsman / Canadian securities regulation / Finance / Investment / Dispute resolution

REGULATORY UPDATE TÊTE-À-TÊTE with the Ombudsman: Doug Melville

Add to Reading List

Source URL: www.obsi.ca

Language: English - Date: 2014-05-14 11:25:55
140Pricing / Economics / Ombudsman for Banking Services and Investments / Revenue / Operating cost / Insurance / Finance / Generally Accepted Accounting Principles / Business / Fee

Ombudsman for Banking Services and Investments Year Ended October 31 Revenue Participating Firm Fees

Add to Reading List

Source URL: www.obsi.ca

Language: English - Date: 2014-09-16 10:21:31
UPDATE